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Client Services, Prime Brokerage, Sales & Business Development | Hong Kong
Marex is looking for a well-rounded sales talent to join their Hong Kong Prime Brokerage Sales Team. The successful candidate will play a key role in not only…
Accounting, Compliance, Legal, Regulatory Compliance | Hong Kong
The Compliance Associate will partner with Cognitive GRC consultants in the delivery of expert advice to clients regarding SFC and regulatory best practices with a…
Client Services, Compliance, Legal, Regulatory Compliance, Research | Hong Kong
Amina Bank is seeking a Compliance Officer / Legal Associate role sits at the crossroads of traditional finance and digital assets, with a focus on cross-border…
Regulatory Compliance, Risk Assessment and Due Diligence | Jacksonville, FL
Arena is looking to expand the team through the addition of a senior Compliance Officer. In this role, this individual will work closely with the compliance team…

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Canadian Family Offices magazine produced a Special Report on Family Office education, in…
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An acute workforce issue is building in Dubai. It’s one thing for a jurisdiction to invite…
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09/18/2026
Two customers claim the firm prioritized profits by keeping sweep account interest rates ...
09/18/2026
The debt offering included a $250 million delayed draw term loan, which will go toward funding ...
09/18/2026
According to the Justice Department, William Carleton kept profitable trades for himself while ...
09/18/2026
The $160 billion RIA's deal for the West Des Moines, Iowa, firm is expected to close by month's ...
09/18/2026
In other deal news, Savant adds two CPA firms while rebranding its tax division, Carson brings on ...
09/18/2026
Envestnet brings AI widgets and interactive dashboards; Amplify adds account-level risk tools; ...
09/18/2026
Ridgeline's Sterling Perkins explores what happens when the investment management tech stack is ...
09/18/2026
Pete Engelken explains how $40 billion Allworth’s early move to manage its data has set it up to ...
09/18/2026
The deal aims to streamline tech integration for banks, credit unions, RIAs and broker/dealers ...

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